A Utah Law Firm

Focusing on Securities Regulation, Regulatory Compliance,
Non-Profit & Charities, and Transactional Law.

Tandy & Associates Law Office is a boutique law firm located in Salt Lake City that focuses on the intersection between law and business. The Office offers legal services in the areas of Securities Regulation, Regulatory Compliance, Non-Profit & Charities, and Transactional Law. We focus on personalized attention to clients. Our philosophy also centers on handling each matter with integrity and dedication, while treating clients with respect and care.


Because our attorneys have spent their legal careers focused on the investment fund industry, Tandy & Associates PLLC is positioned to offer a highly sophisticated solutions to emerging and established funds.


For their select clients, Tandy & PLLC handles complex legal issues in a manner designed to protect their client unique interests.  Regardless of your situation, we are confident that we can explain your options and vigorously defend your interests.


With our extensive knowledge of local regulations and our multijurisdictional capabilities, we are well-positioned to help clients around the world deal effectively and creatively with regulatory and compliance issues.


Our nonprofit clients bring to us a deep commitment to providing public benefit, or to effectuating social change, financing an innovative cure to a social ill, or realizing a creative or social entrepreneurial ambition. We bring to our clients clear and feasible structures and mechanisms to help them focus efficiently on their vision.


Our attorneys have amble experience in entity formation and incorporation; governance and board structure, composition, roles, and responsibilities; board/staff relationships, responsibilities, and delegation of authority; and much more.


Charitable gifts, contributions and endowments require specialized knowledge of the law. Tandy & Associates PLLC can help with endowment policies, charitable trusts, donor gift instruments, donor advised funds, and much more.